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(212) 466-7880
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Alan D. Roth

Principal, Fixed Income Trading

Alan D. Roth is a Principal of Sandler O’Neill + Partners, L.P. He manages the fixed income trading desk and is responsible for the trading of all RMBS, ABS and CMBS securities. In addition, Mr. Roth heads the firm’s expansion of its businesses serving rate of return clients, as well as developing other esoteric business lines.

Mr. Roth joined the firm in 2001. He has over 30 years of investment bank experience, trading fixed income securities at Prudential Securities, UBS, Donaldson Lufkin & Jenrette and ABN Amro.

Mr. Roth holds a Bachelor of Science in Finance from University at Albany – SUNY and a Masters of Business Administration from the Fordham Graduate School of Business.